End-to-end regulatory consulting, operations advisory, and compliance solutions for stock brokers, fintech companies, and financial intermediaries.
TradeSpark Advisory is a specialized consulting firm built by industry veterans who have worked inside broking operations, compliance desks, and regulatory frameworks. We understand the challenges because we've lived them.
To empower broking firms and fintech companies with robust compliance frameworks, enabling them to focus on growth while we handle the regulatory complexity.
To become India's most trusted compliance and operations advisory partner for the capital markets ecosystem.
Integrity in every advisory. Precision in every audit. Partnership in every engagement. We treat your compliance as our own.
From day-one setup to ongoing compliance management, we cover every aspect of regulatory and operational excellence.
NSE/BSE compliance review, SEBI circular implementation, compliance framework design, and Compliance Officer as a Service for firms that need expert guidance without a full-time hire.
End-to-end broking operations review covering account opening, KYC, trade processing, DP operations, and back-office controls.
Be fully prepared for exchange inspections with mock audits, control reviews, and hands-on support for closing audit observations.
Comprehensive surveillance alert handling, exchange response drafting, and risk monitoring frameworks tailored to your business.
Accurate exchange reporting, policy manuals, SOPs, and compliance documentation — from AML/KYC procedures to cyber security policies.
Complete support for new market entrants — from registration and framework setup to vendor selection, training, and ongoing advisory.
Whether you're a small sub-broker or a large institutional player, we have a plan that fits.
In addition to our core broking compliance practice, we offer a full suite of CA and business advisory services.
We work with PSU Banks, Private Banks, and leading NBFCs to arrange the best deals for our clients.